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#SEC

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SEC Clears Cboe KPI Options as Robinhood Prepares for Retail Launch
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SEC Clears Cboe KPI Options as Robinhood Prepares for Retail Launch

Key Highlights: Cboe Global Markets is preparing to launch binary options tied directly to corporate key performance indicators (KPIs), featuring more than 100 approved metrics across 23 major companies such as Apple and Nvidia. Unlike prediction markets regulated by the Commodity Futures Trading Commission (CFTC), Cboe’s products will be cash-settled securities options overseen by the ...

VanEck Seeks to Withdraw Lido Staked Ethereum ETF Filing
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VanEck Seeks to Withdraw Lido Staked Ethereum ETF Filing

Key Highlights VanEck has withdrawn its proposal for an exchange-traded fund designed to directly hold Lido’s liquid-staked ether token, stETH. The proposed vehicle aimed to track the price of stETH minus fund expenses, allowing investors to access rebasing staking rewards through traditional brokerage accounts. While other funds like the Grayscale Ethereum Staking ETF (ETHE) offer ...

Why Clarity’s Failure Could Accelerate Crypto Innovation While Protecting Incumbents
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Why Clarity’s Failure Could Accelerate Crypto Innovation While Protecting Incumbents

Key Highlights The CFTC and SEC are advancing independent regulatory initiatives addressing leveraged retail crypto trading, registration, and institutional custody. A regulatory gap persists for unleveraged spot trading, which continues to sit outside comprehensive federal supervision despite anti-fraud enforcement powers. Market participants view the proactive regulatory agency approach as a near-term catalyst driving mergers, acquisitions, ...

Franklin Templeton Seeks SEC Relief to Enable Tokenized Fund Trades
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Franklin Templeton Seeks SEC Relief to Enable Tokenized Fund Trades

Key Highlights: The U.S. Securities and Exchange Commission (SEC) issued a conditional innovation exemption on September 17, offering temporary regulatory relief for qualifying blockchain platforms and liquidity providers trading tokenized stocks. Franklin Templeton’s proposed agenda outlines critical regulatory challenges surrounding tokenized exchange-traded funds (ETFs), addressing liquidity pool classifications under the Investment Company Act of 1940 ...

Franklin Templeton Explores SEC Relief for Tokenized Fund Trading
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Franklin Templeton Explores SEC Relief for Tokenized Fund Trading

Key Highlights: The SEC’s Sept. 17 innovation exemption grants temporary relief to eligible blockchain venues and liquidity providers, allowing restricted tokenized stock trading under strict compliance guidelines. Franklin Templeton explored key regulatory questions around tokenized ETF trading pairs, liquidity pool structures under the Investment Company Act of 1940, and venue classifications distinct from national exchanges. ...

SEC Proposes New Amendments to the Investment Company Act
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SEC Proposes New Amendments to the Investment Company Act

Key Highlights: The U.S. Securities and Exchange Commission (SEC) is advancing proposed amendments to the cross-trading framework under the Investment Company Act. The regulatory overhaul aims to grant registered investment funds and their affiliates greater operational flexibility and reduced trading expenses. Market participants are evaluating the proposal’s dual focus on modernizing fund operations and strengthening ...

SEC and CFTC Crypto Rules Fall Short of Legislation, French Hill Says
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SEC and CFTC Crypto Rules Fall Short of Legislation, French Hill Says

Key Highlights: Lawmakers face a tight 22-day Senate post-election window to negotiate and pass the CLARITY Act (H.R. 3633) following an earlier procedural setback. Key sticking points between Democratic and Republican negotiators focus on ethics provisions, illicit finance, consumer protections, and stablecoin regulations. Both the SEC and CFTC are navigating regulatory moves under existing statutory ...

CFTC Chairman Classifies 6 Cryptocurrencies as Digital Commodities: Key Details
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CFTC Chairman Classifies 6 Cryptocurrencies as Digital Commodities: Key Details

Key Highlights CFTC Chairman Mike Selig identified Bitcoin (BTC), Ethereum (ETH), Solana (SOL), Stellar (XLM), Tezos (XTZ), and XRP as examples of “digital commodities.” The remarks follow joint asset classification efforts between the CFTC and the U.S. Securities and Exchange Commission (SEC) as the CFTC prepares to draft its first formal crypto market rules. Regulators ...

Global Regulators Across 6 Continents Sound Alarm on Scams Targeting Investor Trust
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Global Regulators Across 6 Continents Sound Alarm on Scams Targeting Investor Trust

Key Highlights The U.S. Securities and Exchange Commission (SEC) is alerting investors to sophisticated relationship-based investment frauds and impersonation schemes targeting digital asset owners. Fraudsters increasingly leverage artificial intelligence, fraudulent websites, and social engineering to fabricate trading profits, extract withdrawal fees, and solicit crypto wallet credentials. Recent SEC enforcement actions highlight the threat, including actions ...

Ethereum Outpaces Bitcoin With 70% Q3 Gain as Order-Book Depth Plunges
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Ethereum Outpaces Bitcoin With 70% Q3 Gain as Order-Book Depth Plunges

Key Highlights: Former SEC Chair Jay Clayton has been selected to lead a newly established White House initiative. President Donald Trump announced Clayton’s appointment to direct the new “Super Intelligence Force” (SIF). Clayton is widely recognized in the digital asset sector for initiating the landmark December 2020 regulatory lawsuit against Ripple regarding XRP. Former SEC ...

OKX Seeks SEC Approval for Tokenized Stock Trading Venture
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OKX Seeks SEC Approval for Tokenized Stock Trading Venture

Key Highlights Cryptocurrency exchange OKX has submitted an application under regulatory review by the U.S. Securities and Exchange Commission (SEC). Trading volume tied to the initiative remains unreported during these early stages, with market participants closely watching a forthcoming 30-day opt-out period for token issuers. The move aims to expand liquidity and introduce tokenized financial ...

SEC Chair Atkins Vows More Crypto Rule Changes to Keep Markets Onshore
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SEC Chair Atkins Vows More Crypto Rule Changes to Keep Markets Onshore

Key Highlights The SEC is advancing a comprehensive digital asset framework, building on major reforms initiated after former Chair Gary Gensler’s departure in 2025. Key regulatory initiatives include a crypto custody framework, Regulation Crypto Assets, and a 5-year Innovation Exemption sandbox for decentralized trading. While SEC leadership aims to make the U.S. the global crypto ...